Finance without boundaries
The digital dashboard for instant portfolio monitoring, risk analysis and suitability checking
Transforms opaque data into charts, diagrams and graphics that advisors and clients relate to.
Neon summarises and displays its findings in one, all-encompassing view so managers can see—at a glance:
- An instant, complete and transparent picture of the client's relationship with the firm
- Where any and every portfolio stands in relation to its risk and suitability mandates
- How the component parts of the portfolio and the elements within each component, relate to each other
- The real-time information they need to inform, substantiate and justify decisions, identify patterns, trends and correlations that would otherwise be missed
Provides an immediate, aggregated, 360-degree view of the client's relationship with the firm
- Scrutinises every holding, in every asset class, on and off book, in every portfolio, across the firm
- Analyses where portfolios stand in relation to their risk and suitability mandates
- Informs, substantiates and validates portfolio management decisions
On-demand portfolio analytics, oversights and insights
Neon scrutinises every holding, on and off book, in every asset class, alternatives included, in every portfolio across the firm, taking full account of mandates, weightings, benchmarks and idiosyncrasies.
The scanning process—which is entirely automatic—is performed every day (ex ante) across the firm's entire book.
| 1. |
Colour-coded overview of the firm’s/manager’s entire book, showing where issues already exist and which portfolios are beginning to show signs of problems. |
| 2. |
All compliance, risk and admin-related breaches itemised by age and status. |
| 3. |
Portfolio health by manager. |
| 4. |
Comparing realised returns vs. volatility. |
| 5. |
Exposure by asset class and region; drill down to view each client’s portfolios. |
| 6. |
Spread of risk and return across all managers’ portfolios. |
| 7. |
List of tasks for the manager and the client, covering compliance, portfolio health, investment risk and administration. |
| 1. |
Interactive view of the risk within portfolio’s risk against mandate and benchmark(s); scans for – and tracks – outliers. |
| 2. |
Rich portfolio analytics and measures for the portfolio compared to benchmark(s). |
| 3. |
Shows which segments of the portfolio account for the most and least risk compared to the benchmark(s). Drill down for sector and individual asset. |
| 4. |
Risk sensitivity – shows key asset positions that will alter the risk management |
An overview of each portfolio’s key analytics—covering risk, performance and compliance.
|
1. |
Proactive alerts of issues on the portfolio: addresses issues before they become compliance issues and move to exception-based portfolio reviews. |
| 2. |
Quantifies the portfolio’s risk against mandate and benchmark(s). |
| 3. |
Lists the investment types, within the current portfolio; equities, fixed interest, funds etc. Fully customisable and interrogative portfolio asset allocation based on any criteria – i.e., holdings, region, asset allocation etc. |
| 4. |
Full record of portfolio activity. |
| 5. |
Realised return against benchmark(s). |
| 1. |
Overview of compliance health across the entire firm. Sees compliance issues by type, age, severity; focuses on what’s important. Simple drill down to full digital audit trail for each and every issue to determine appropriate course of action. |
| 2. |
Shows which managers are most/least effective at resolving issues. Views trends in the number of breaches and average resolution time frames – by manager, office, region or other criteria. Highlights which managers are improving their management of compliance issues. |
| 3. |
Comparison of risk and expected return distribution of portfolios for investment managers across the firm |
| 1. |
Distribution of assets by office, team and/or region; drill down to view assets by manager. |
| 2. |
Indicates which services, i.e. advisory, discretionary, execution-only and MPS are growing and which aren’t. |
| 3. |
Comparison of risk and expected return distribution of portfolios for investment managers across the firm, department or team, as appropriate. Shows this information for the investment managers the user has access to – based on his or her permissions). |
| 4. |
Views trends in the number of breaches and average resolution time frames – by manager, office, region or other criteria. Highlights which managers are improving their management of compliance issues. |
