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  • 'Optimising Compliance in Uncertain Times' - a benchmarking report to help wealth management firms establish their regulatory priorities

    In January 2017 and in conjunction with Compeer Ltd. we put twenty two key questions to a range of UK wealth managers of every size (with AUM totalling almost £100 billion). Their answers and the resultant conclusions - which you may find surprising, reassuring or a cause for concern - are detailed in this report.

    Date: 18/08/2017