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  • Regulatory compliant tools and platforms that enable financial institutions to meet their global reporting requirements, including MIFID II and GDPR.

    With firm foundations in the UK, JHC provides ongoing regulatory support (as standard) for the UK, Ireland and Channel Islands and many other European jurisdictions. However, the flexible and scalable nature of JHC’s architecture means that regulatory requirements across the globe can easily be incorporated in our tools and platforms. 

    Irrespective of location, JHC’s product and regulatory experts work closely with the client to ensure the firm remains compliant across all offices and departments.

    Some key compliance-related and automated processes include: automatic segregation of clients' and firm’s monies, client ledger sweep (for settled transactions) and capital and income sweeps.

    By providing accurate, comprehensive and up-to-date reports, compliance departments are able to manage their financial risk requirement and aged debts more efficiently.

    Collaborating on compliance
    A joint JHC/Client Regulatory Steering group meets frequently to discuss new and pending compliance and regulatory changes. The necessary changes are then incorporated in our tools and platforms. 

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    Issues completed:

    • FATCA & CRS
    • CASS
    • T+2
    • AIFMD
    • UCITS V
    • PRIPPS
    • Flexible ISA
    • Transaction Reporting
    • Trail Commission (post RDR)

    Issues in progress: MiFID 2 (e.g.):

    • Transaction Reporting
    • Reporting of Fees & Charges 

    Lifetime ISA

    Client consensus and engagement with PIMFA ensures the correct interpretation of the rules thereby reducing regulatory risk. 

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